SEBI - Investor Certification Examination - Securities Market Booklet Mock Tests
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Take Final TestThe provided sources, specifically the "SEBI - Investor Certification Examination - Securities Market Booklet," do not contain detailed information regarding the specific "examination objectives" beyond general educational and awareness purposes, nor do they outline an "Assessment Structure" including details such as marks, number of questions, duration, or grading criteria. The booklet itself is aimed at providing basic information about the securities market for educational and awareness activities for the general public. It functions as a brief informational guide to understanding the securities market from an investor's perspective.
Syllabus Outline with Weights
| Chapter No | Chapter Name | Weightage (marks) |
|---|---|---|
| 1 | Introduction to Securities Market | |
| 2 | Regulatory Framework for Securities Market | |
| 3 | What are Securities and Securities Market? | |
| 4 | Primary Market and Secondary Market | |
| 5 | Who are the Market Infrastructure Institutions and Market Intermediaries in the Securities Market? | |
| 6 | Basics of Investing | |
| 7 | Key Risks in Investing in Securities Market | |
| 8 | How to Mitigate the Risk? | |
| 9 | Pre-requisites for Investing in Securities Market | |
| 10 | Procedure for opening an account: Know Your Client (KYC) Process | |
| 11 | Basic Services Demat Account (BSDA) | |
| 12 | Power of Attorney | |
| 13 | Nomination | |
| 14 | Investment through Primary Market | |
| 15 | Process of investing in Primary Market | |
| 16 | Application Supported by Blocked Amount (ASBA) | |
| 17 | Investment through Secondary Market | |
| 18 | Trading Days and Trading & Settlement of trades | |
| 19 | Contract Note | |
| 20 | SMS and Email alert to Investors | |
| 21 | Running Account Authorization | |
| 22 | Trade Verification | |
| 23 | What is Margin Money? | |
| 24 | Statement of Account from Stock Broker and Depository Participants | |
| 25 | Consolidated Account Statement (CAS) | |
| 26 | Derivatives Market | |
| 27 | Mutual Funds | |
| 28 | How to invest in Mutual Funds? | |
| 29 | Product labelling in Mutual Funds | |
| 30 | Exchange Traded Funds (ETFs) | |
| 31 | SEBI Complaints Redress System (SCORES) | |
| 32 | Investor Services Cell of Stock Exchange and Depository | |
| 33 | Arbitration Mechanism | |
| 34 | Annexure – I Do’s and Don’t’s of Investing/ trading in securities market | |
| 35 | Annexure – II Rights and Obligations of Investors | |
| 36 | Annexure – III Caution against Unregistered Investment Advisers | |
| 37 | Annexure – IV Unified Payment Interface (UPI) in ASBA | |
| 38 | Annexure – V Glossary | |
| Total marks | Not available |
Note: The "Weightage (marks)" column is included as per your request, but the source material does not provide any information regarding the marks allocated to each chapter or a total sum. The chapter numbers 34-38 for Annexures are a continuation of the main chapter numbering for the purpose of this table, though in the source they appear as Annexures I-V under a broader heading of "ANNEXURE 32".
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SEBI - Investor Certification Examination - Securities Market Workbook
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