Study Notes

Comprehensive study materials and notes to help you prepare for NISM exams.

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12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – Registrars to an Issue, Research Analysts, Investment Advisers and Debenture Trustees Welcome...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – Merchant Bankers, Takeovers, Delisting, Underwriters and ICDR Regulations Welcome to Part 10 o...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – SEBI (Foreign Portfolio Investors) Regulations 2019 and SEBI (Stock Brokers) Regulations 1992...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – SEBI (Prohibition of Insider Trading) Regulations and Fraudulent Trade Practices Welcome to Pa...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – SEBI Act 1992: Powers, Functions, Penalties and Registration of Intermediaries Welcome to Part...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – Introduction to Compliance and Role of the Compliance Officer Welcome to Part 3 of the NISM Se...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – Regulatory Framework: Role of SEBI, RBI, IRDA and PFRDA Welcome to Part 2 of our NISM Series I...

12 Apr 2026 • NISM-Series-3A: Securities Intermediaries Compliance (Non-Fund) Mock Tests

NISM Series III A – Securities Intermediaries Compliance: Introduction to the Financial System NISM Series III A –...